Regulation NMS

Results: 1042



#Item
24173rd United States Congress / Mathematical finance / Direct Edge / Regulation NMS / Financial economics / Securities Exchange Act / Algorithmic trading / U.S. Securities and Exchange Commission / Finance / United States Securities and Exchange Commission / United States securities law / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]August 20, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Cha

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Source URL: www.sec.gov

Language: English - Date: 2014-08-21 08:53:58
242Financial markets / Stock market / United States Securities and Exchange Commission / United States securities law / Securities Exchange Act / Market maker / Option / Regulation NMS / Exchange-traded fund / Financial economics / Investment / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]August 20, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Order Approving Proposed Rule Change Relating to Market Maker Quoting

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Language: English - Date: 2014-08-21 08:52:57
243Regulation NMS / Economy of the United States / NASDAQ / Securities Exchange Act / United States / Financial economics / Chicago Stock Exchange / United States Securities and Exchange Commission / 73rd United States Congress / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 23, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting an Extension to Limited Exemption From

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Language: English - Date: 2014-09-23 15:15:47
244Finance / Financial system / United States securities law / International Securities Exchange / Securities Exchange Act / Regulation NMS / Market maker / Algorithmic trading / Futures contract / Financial markets / United States Securities and Exchange Commission / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]September 19, 2014 Self-Regulatory Organizations; International Securities Exchange, LLC; Order Approving Proposed Rule Change Related to

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Language: English - Date: 2014-09-22 07:51:14
245Stock market / Finance / United States Securities and Exchange Commission / NYSE Euronext / Mathematical finance / Regulation NMS / Order / New York Stock Exchange / High-frequency trading / Financial markets / Financial economics / Investment

Decimus Capital Markets, LLC 11 Sea Beach Drive Stamford, CT[removed]p) www.haimbodek.com

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Language: English - Date: 2014-09-18 12:20:37
246Financial economics / United States securities law / Computer networking / Consolidated Tape Association / Securities Exchange Act / Financial system / Regulation NMS / National market system plan / NYSE Arca / Financial markets / United States Securities and Exchange Commission / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CTA[removed]September 25, 2014 Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Quote Meter Audit Late Fee Twentiet

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Language: English - Date: 2014-09-26 13:14:54
247Investment / Stock market / Finance / 73rd United States Congress / United States securities law / Securities Exchange Act / Direct Edge / Regulation NMS / Order / United States Securities and Exchange Commission / Financial markets / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]September 22, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Language: English - Date: 2014-09-23 12:27:40
248Financial markets / Mathematical finance / Regulation NMS / Securities Exchange Act / Direct Edge / Algorithmic trading / U.S. Securities and Exchange Commission / Routing / Financial economics / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]August 20, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2014-08-21 08:51:24
249Pricing / Order / Regulation NMS / Price / Financial economics / Investment / Financial markets / Stock market / Business / Marketing

SR-BYX[removed]Exhibit 5 Note: Proposed new language is underlined. Proposed deletions are enclosed in [brackets]. Rules of BATS Y-Exchange, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2014-08-29 06:46:44
250Investment / Finance / High-frequency trading / Algorithmic trading / Flash Crash / Regulation NMS / Market maker / London Stock Exchange / Markets in Financial Instruments Directive / Financial markets / Financial economics / Stock market

FOCUS No 223 | September 2011 The monthly newsletter of regulated exchanges, with key market figures High frequency traders:

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Source URL: www.world-exchanges.org

Language: English - Date: 2014-08-08 06:08:51
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